From Policy Evaluation to Off-Policy Control: Provable Emergence of In-Context Q-Learning

2026-10-15 · ArXiv

arXiv:2610.18057v1 Announce Type: cross

Abstract: Transformers can implement reinforcement-learning algorithms in context, yet how off-policy control emerges within Transformers remains poorly understood. We study Q-learning, a foundational model-free control algorithm that combines off-policy bootstrapping with greedy policy improvement. We prove that a two-layer attention-only Transformer can implement a finite-temperature form of Q-learning, where the temperature $\tau0$ controls the approximation to greedy action selection, recovering window Q-learning as $\tau\to0$. We train the structured Transformer on randomly generated MDP tasks using output-only supervision. Experiments show that the theoretically predicted parameter structure emerges during training, including the internal greedy action-selection mechanism, and that the trained Transformer achieves performance comparable to Q-learning on unseen tasks. Our theoretical analysis further shows that the equivalent realizations form a solution manifold and that, under suitable task-diversity conditions, the training iterates converge locally to this manifold at an exponential rate. For the random-task model analyzed here, the local worst-case number of gradient steps needed to reduce the distance to the manifold by a factor $\epsilon$ is $\Theta\left(\tau^{-5}\log(1/\varepsilon)\right)$, quantifying the increasing optimization cost as the learned update approaches window Q-learning.

原文链接:https://arxiv.org/abs/2610.18057

查看更多资讯请见 AI 行业资讯。